Allied Health NDIS Audit Checklist: worksheet
Health Practitioner Regulation National Law. Edition held: Schedule to the Health Practitioner Regulation National Law Act 2009 (Qld), reprint current as at 10 April 2026; checked current on 30 September 2026 (our build record of the held copy: no later reprint listed on 30 September 2026).
Source: https://compliance.theartofservice.com/frameworks/australia-health-practitioner-regulation-national-law-2009. Page: https://allied-health-ndis-audit-checklist.theartofservice.com/rules/national-law/s196a-comply-with-tribunal-prohibition-orders-and-disclose/
| Ref | Requirement (our statement of the clause) | Evidence an auditor or the regulator asks for | Common gap to check | Held (yes, partly, no, not applicable) | Where it is kept | Owner | Last reviewed | Next review |
|---|---|---|---|---|---|---|---|---|
| s 196A | A person subject to a prohibition order made by a responsible tribunal (or a corresponding order in another jurisdiction) does not contravene it (maximum $60,000 or three years' imprisonment) and, before providing any health service, gives written notice of the order to the recipient (or parent or guardian), their employer, any contracting entity and any entity for which they volunteer (maximum $5,000). No person advertises a health service by the prohibited person without stating that the person is subject to a prohibition order (maximum $5,000 individual, $10,000 body corporate). | Screening record against the register of prohibition orders before engagement and periodically; Notices of prohibition orders received from workers and the scope decision taken | Screening limited to registered practitioners, missing prohibited unregistered persons; Order's scope misread, so the person provides a service it prohibits | ☐ yes ☐ partly ☐ no ☐ n/a |
Completing this worksheet records what your practice holds and where. It does not make a practice compliant or ready for audit, and it is not legal advice.