Allied Health NDIS Audit Checklist: worksheet
NDIS Incident Management and Reportable Incidents Rules. Edition held: NDIS (Incident Management and Reportable Incidents) Rules 2018, F2018L00633 as made, in force 1 July 2018 (no amendments); checked current on 6 October 2026 (Federal Register: latest version on 6 October 2026).
Standards library: https://compliance.theartofservice.com/frameworks/australia-ndis-incident-management-and-reportable-incidents-rules-2018. Page: https://allied-health-ndis-audit-checklist.theartofservice.com/rules/ndis-incident-management-rules/s10-3-assess-every-incident-with-the-affected-persons-views/
| Ref | Requirement (our statement of the clause) | Evidence an auditor or the regulator asks for | Common gap to check | Held (yes, partly, no, not applicable) | Where it is kept | Owner | Last reviewed | Next review |
|---|---|---|---|---|---|---|---|---|
| s 10(3), (4) | The system must require every incident to be assessed, taking account of the views of affected persons with disability, for whether it could have been prevented, how well it was managed and resolved, what remedial action is needed to prevent recurrence or reduce impact, and whether other persons or bodies must be notified, and it must set procedures that make sure this assessment happens. Source: https://www.legislation.gov.au/F2018L00633/latest/text | Incident assessment form or register fields for preventability, management quality, remedial action and external notifications; Record of the affected participant's views captured in the assessment; Management sign-off of completed assessments | Assessment fields left blank once the immediate response is done; Participant's view never sought or recorded | ☐ yes ☐ partly ☐ no ☐ n/a |
Completing this worksheet records what your practice holds and where. It does not make a practice compliant or ready for audit, and it is not legal advice.