Allied Health NDIS Audit Checklist: worksheet
NDIS Provider Registration Rules. Edition held: NDIS (Provider Registration and Practice Standards) Rules 2018, Compilation No. 6 (F2026C00527), in force 1 July 2026, with NDIS Act 2013 Part 3A as in Compilation No. 27 (C2026C00401); checked current on 6 October 2026 (Federal Register: latest version on 6 October 2026).
Under review, not in force: The plan management changes made by the latest amending Act start on proclamation and are not in force. The provisions this product cites are in force.
Standards library: https://compliance.theartofservice.com/frameworks/australia-ndis-provider-registration-rules-2018. Page: https://allied-health-ndis-audit-checklist.theartofservice.com/rules/ndis-provider-registration-rules/s13b-mid-term-certification-audit-within-18-months/
| Ref | Requirement (our statement of the clause) | Evidence an auditor or the regulator asks for | Common gap to check | Held (yes, partly, no, not applicable) | Where it is kept | Owner | Last reviewed | Next review |
|---|---|---|---|---|---|---|---|---|
| Provider Registration Rules s 13B | A provider registered for any class assessed by certification undergoes a mid-term certification audit by an approved quality auditor starting within 18 months of the start of its registration period (or later if the Commissioner allows), covering the Core module Part 3 governance standards, any standard for which a corrective action plan was required and any standard the Commissioner specifies; the report goes to the Commissioner as soon as practicable. Not required for an individual or partnership whose only certification requirement is early childhood supports, for an SDA-only provider, or for a transitioned provider. Source: https://www.legislation.gov.au/F2018L00631/latest/text | Mid-term audit engagement letter and start date within 18 months of registration start; Mid-term audit report and evidence it was given to the Commission | Mid-term audit booked too late to start within 18 months; Previous corrective actions not re-tested | ☐ yes ☐ partly ☐ no ☐ n/a |
Completing this worksheet records what your practice holds and where. It does not make a practice compliant or ready for audit, and it is not legal advice.