Allied Health NDIS Audit Checklist: worksheet
NDIS Provider Registration Rules. Edition held: NDIS (Provider Registration and Practice Standards) Rules 2018, Compilation No. 6 (F2026C00527), in force 1 July 2026, with NDIS Act 2013 Part 3A as in Compilation No. 27 (C2026C00401); checked current on 6 October 2026 (Federal Register: latest version on 6 October 2026).
Under review, not in force: Civil penalties were raised and new offences added by the latest amendments; the plan management changes start on proclamation. The provisions this product cites are in force.
Standards library: https://compliance.theartofservice.com/frameworks/australia-ndis-provider-registration-rules-2018. Page: https://allied-health-ndis-audit-checklist.theartofservice.com/rules/ndis-provider-registration-rules/s20-22-be-audited-against-the-applicable-modules-by-the/
| Ref | Requirement (our statement of the clause) | Evidence an auditor or the regulator asks for | Common gap to check | Held (yes, partly, no, not applicable) | Where it is kept | Owner | Last reviewed | Next review |
|---|---|---|---|---|---|---|---|---|
| Rules ss 20 and 22 | To be registered for a class of supports, the applicant is assessed by an approved quality auditor, by certification or verification as the s 20(3) table specifies, as meeting each applicable standard, plus Module 2A by certification where regulated restrictive practices are or may be used; to remain registered it keeps complying with those standards (s 20(1) and (2)). An individual or partnership whose only certification requirement is early childhood supports is assessed against Core clause 7 and Module 3 (s 20(4) and (5)); Commonwealth, State, Territory and local government providers are certified against the whole Core module for any class (s 22). Certification satisfies a verification requirement (s 23), and auditors apply the quality indicators (s 24). Source: https://www.legislation.gov.au/F2018L00631/latest/text | Scope of audit document mapping each registered class to its modules and assessment method; Certification or verification audit reports and certificates from an approved quality auditor; Corrective action plans and close-out evidence for any nonconformity | Registered classes added without the matching supplementary module audited; Module 2A not audited although restrictive practices are in use; Corrective actions left open past their due date | ☐ yes ☐ partly ☐ no ☐ n/a |
Completing this worksheet records what your practice holds and where. It does not make a practice compliant or ready for audit, and it is not legal advice.