Allied Health NDIS Audit Checklist: worksheet
NDIS Provider Registration Rules. Edition held: NDIS (Provider Registration and Practice Standards) Rules 2018, Compilation No. 6 (F2026C00527), in force 1 July 2026, with NDIS Act 2013 Part 3A as in Compilation No. 27 (C2026C00401); checked current on 6 October 2026 (Federal Register: latest version on 6 October 2026).
Under review, not in force: Civil penalties were raised and new offences added by the latest amendments; the plan management changes start on proclamation. The provisions this product cites are in force.
Standards library: https://compliance.theartofservice.com/frameworks/australia-ndis-provider-registration-rules-2018. Page: https://allied-health-ndis-audit-checklist.theartofservice.com/rules/ndis-provider-registration-rules/s73f-73j-comply-with-every-condition-of-registration/
| Ref | Requirement (our statement of the clause) | Evidence an auditor or the regulator asks for | Common gap to check | Held (yes, partly, no, not applicable) | Where it is kept | Owner | Last reviewed | Next review |
|---|---|---|---|---|---|---|---|---|
| ss 73F, 73G, 73H and 73J | Registration is subject to the conditions in s 73F(2), any conditions the Commissioner imposes on the certificate (s 73G, for example audit type and timing or limits on supports) and conditions in the NDIS rules (s 73H, Rules Part 4). The statutory conditions are: comply with applicable Commonwealth, State and Territory law; the NDIS Code of Conduct; the applicable NDIS Practice Standards; record-keeping rules under s 73Q; the complaints system under s 73W and complaints rules under s 73X; the incident management system under s 73Y and reportable incident rules under s 73Z; and give the Commissioner information or documents on request within the period stated (at least 14 days, shorter where there is a risk of serious harm). Breaching a condition is a civil penalty provision (s 73J: up to 10,000 penalty units for a serious contravention, otherwise 250). Source: https://www.legislation.gov.au/F2018L00631/latest/text | Compliance register listing every statutory, Commissioner-imposed and rule-based condition with an owner; Certificate of registration with its conditions; Log of Commissioner information requests and responses within the stated period | Conditions imposed on the certificate not known to operational managers; Information requests answered late or incompletely | ☐ yes ☐ partly ☐ no ☐ n/a |
Completing this worksheet records what your practice holds and where. It does not make a practice compliant or ready for audit, and it is not legal advice.