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Allied Health NDIS Audit Checklist: worksheet

Unauthorised use: facilitate interim and comprehensive plans

NDIS Restrictive Practices and Behaviour Support Rules. Edition held: NDIS (Restrictive Practices and Behaviour Support) Rules 2018, Compilation No. 1 (F2020C01087), in force 1 December 2020; checked current on 6 October 2026 (Federal Register: latest version on 6 October 2026).

Source: https://compliance.theartofservice.com/frameworks/australia-ndis-restrictive-practices-and-behaviour-support-rules-2018. Page: https://allied-health-ndis-audit-checklist.theartofservice.com/rules/ndis-restrictive-practices-rules/s12-plan-unauthorised-use-facilitate-interim-and/

RefRequirement (our statement of the clause)Evidence an auditor or the regulator asks forCommon gap to checkHeld (yes, partly, no, not applicable)Where it is keptOwnerLast reviewedNext review
s 12(2)(c), (d)In the same circumstances the provider must also take all reasonable steps to facilitate an interim behaviour support plan covering the practice within 1 month after the first use and a comprehensive plan within 6 months, and demonstrate compliance if the Commissioner requires.Referral and engagement records with the specialist behaviour support provider; Interim and comprehensive plans with dates measured from first use; Tracker of first-use dates and plan due datesPlan timeframe measured from referral date rather than first use; Comprehensive plan overdue☐ yes
☐ partly
☐ no
☐ n/a

Completing this worksheet records what your practice holds and where. It does not make a practice compliant or ready for audit, and it is not legal advice.