Allied Health NDIS Audit Checklist: worksheet
NDIS Worker Screening Rules. Edition held: NDIS (Practice Standards - Worker Screening) Rules 2018, Compilation No. 4 (F2021C00788), in force 31 July 2021; checked current on 6 October 2026 (Federal Register: latest version on 6 October 2026).
Source: https://compliance.theartofservice.com/frameworks/australia-ndis-worker-screening-rules-2018. Page: https://allied-health-ndis-audit-checklist.theartofservice.com/rules/ndis-worker-screening-rules/s12-1-written-risk-management-plan-for-roles-held-by-people/
| Ref | Requirement (our statement of the clause) | Evidence an auditor or the regulator asks for | Common gap to check | Held (yes, partly, no, not applicable) | Where it is kept | Owner | Last reviewed | Next review |
|---|---|---|---|---|---|---|---|---|
| s 12(1) and (2) | The provider develops and keeps a written risk management plan to protect people with disability while any worker or personnel is engaged in a risk assessed role and is in the process of obtaining a clearance. The plan identifies and describes each risk to the people with disability the provider supports and explains how each risk will be managed (supervision, restricted duties, no unsupervised contact). | Written risk management plan naming each risk to participants and the control for it while clearances are pending; Supervision roster showing a cleared worker supervising each person awaiting clearance; Plan version history with approval by a responsible manager | Generic plan that names no specific risks or controls; Plan exists but pending workers are rostered alone with participants; No plan for personnel supplied by agencies | ☐ yes ☐ partly ☐ no ☐ n/a |
Completing this worksheet records what your practice holds and where. It does not make a practice compliant or ready for audit, and it is not legal advice.