Allied Health NDIS Audit Checklist: worksheet
NDIS Worker Screening Rules. Edition held: NDIS (Practice Standards - Worker Screening) Rules 2018, Compilation No. 4 (F2021C00788), in force 31 July 2021; checked current on 6 October 2026 (Federal Register: latest version on 6 October 2026).
Source: https://compliance.theartofservice.com/frameworks/australia-ndis-worker-screening-rules-2018. Page: https://allied-health-ndis-audit-checklist.theartofservice.com/rules/ndis-worker-screening-rules/s12-3-review-the-plan-after-a-reportable-incident-or-on-the/
| Ref | Requirement (our statement of the clause) | Evidence an auditor or the regulator asks for | Common gap to check | Held (yes, partly, no, not applicable) | Where it is kept | Owner | Last reviewed | Next review |
|---|---|---|---|---|---|---|---|---|
| s 12(3) and (4) | The provider reviews the risk management plan when the Commissioner requires it or when a reportable incident involves a worker or personnel, and implements the plan unless the Commissioner agrees otherwise. A person is not treated as being in the process of obtaining a clearance at any time the plan is not being implemented (s 15(2)(g)). | Review record dated after each reportable incident involving a worker or personnel, with changes made; Evidence of implementation: supervision logs, shift allocations and spot checks against the plan; Correspondence with the Commissioner requiring a review, and the response | Plan never revisited after a reportable incident; Controls in the plan not reflected in rosters; No record that the plan was in force on the days a pending worker was engaged | ☐ yes ☐ partly ☐ no ☐ n/a |
Completing this worksheet records what your practice holds and where. It does not make a practice compliant or ready for audit, and it is not legal advice.