Allied Health NDIS Audit Checklist: worksheet
Ahpra shared Code of conduct. Edition held: Shared Code of conduct, June 2022, in effect from 29 June 2022; checked current on 30 September 2026 (Ahpra code page read 30 September 2026: a review of the codes is under way, no revised version published).
Under review, not in force: A review of the shared code is under way; the June 2022 code stays in effect until a revised one is published.
Standards library: https://compliance.theartofservice.com/frameworks/ahpra-shared-code-of-conduct-2022. Page: https://allied-health-ndis-audit-checklist.theartofservice.com/rules/ahpra-code-of-conduct/8-9-investigations/
| Ref | Requirement (our statement of the clause) | Evidence an auditor or the regulator asks for | Common gap to check | Held (yes, partly, no, not applicable) | Where it is kept | Owner | Last reviewed | Next review |
|---|---|---|---|---|---|---|---|---|
| 8.9 | Practitioners have responsibilities and rights in legitimate investigations of their own or a colleague's practice, and are advised to seek legal or insurer advice. Good practice means the practitioner: (a) cooperates with any legitimate inquiry into a patient's treatment and with the complaints processes or investigations covering their work, giving accurate, honest information when asked; (b) discloses information relevant to an investigation into the conduct, performance or health of themselves or a colleague to anyone entitled to ask; (c) cooperates with legitimate investigations of suspected National Law offences; and (d) assists the coroner at an inquest or inquiry into a patient's death by answering enquiries and offering all relevant information. Source: https://www.ahpra.gov.au/Resources/Code-of-conduct/Shared-Code-of-conduct.aspx | Correspondence with Ahpra, the Board, a complaints entity or the coroner showing timely, complete responses; Record of legal or indemnity insurer advice obtained | Failure to respond to an investigator's request by the due date; Records altered after an investigation began | ☐ yes ☐ partly ☐ no ☐ n/a |
Completing this worksheet records what your practice holds and where. It does not make a practice compliant or ready for audit, and it is not legal advice.