Allied Health NDIS Audit Checklist
Ahpra CodeAhpra shared Code of conductahpra-code-of-conduct--8-9-investigations
Requirement

Investigations

Ahpra shared Code of conduct 8.9, stated plainly and cited to the edition held, with the evidence an auditor or the regulator asks for, the common gaps, and a free worksheet to fill in.

Clause

Ahpra shared Code of conduct 8.9

Regulator

Ahpra and the National Boards

Edition held

Shared Code of conduct, June 2022, in effect from 29 June 2022

Checked current

30 September 2026, Ahpra code page read 30 September 2026: a review of the codes is under way, no revised version published

Who it applies to

Registered occupational therapists and physiotherapists. Not psychologists (the Psychology Board has its own code from 1 December 2025) and not speech pathologists (not registered under the National Law).

Every clause in the standards library

Ahpra shared Code of conduct on the standards library

Under review, not in force

A review of the shared code is under way; the June 2022 code stays in effect until a revised one is published.

8.9Investigationssource
Requirement, our statement of the clause

Practitioners have responsibilities and rights in legitimate investigations of their own or a colleague's practice, and are advised to seek legal or insurer advice. Good practice means the practitioner: (a) cooperates with any legitimate inquiry into a patient's treatment and with the complaints processes or investigations covering their work, giving accurate, honest information when asked; (b) discloses information relevant to an investigation into the conduct, performance or health of themselves or a colleague to anyone entitled to ask; (c) cooperates with legitimate investigations of suspected National Law offences; and (d) assists the coroner at an inquest or inquiry into a patient's death by answering enquiries and offering all relevant information.

Evidence that typically shows this
  • Correspondence with Ahpra, the Board, a complaints entity or the coroner showing timely, complete responses
  • Record of legal or indemnity insurer advice obtained
Common gap to check
  • Failure to respond to an investigator's request by the due date
  • Records altered after an investigation began
Worksheet: what your practice holds, and where
RefHeld (yes, partly, no, not applicable)Where it is keptOwnerLast reviewedNext review
8.9

Completing this worksheet records what your practice holds and where. It does not make a practice compliant or ready for audit, and it is not legal advice.

Related requirements

See every requirement for your practiceSee the specimen practice