Allied Health NDIS Audit Checklist: worksheet
NDIS Provider Registration Rules. Edition held: NDIS (Provider Registration and Practice Standards) Rules 2018, Compilation No. 6 (F2026C00527), in force 1 July 2026, with NDIS Act 2013 Part 3A as in Compilation No. 27 (C2026C00401); checked current on 6 October 2026 (Federal Register: latest version on 6 October 2026).
Under review, not in force: The plan management changes made by the latest amending Act start on proclamation and are not in force. The provisions this product cites are in force.
Standards library: https://compliance.theartofservice.com/frameworks/australia-ndis-provider-registration-rules-2018. Page: https://allied-health-ndis-audit-checklist.theartofservice.com/rules/ndis-provider-registration-rules/s13a-notify-significant-events-including-a-change-of/
| Ref | Requirement (our statement of the clause) | Evidence an auditor or the regulator asks for | Common gap to check | Held (yes, partly, no, not applicable) | Where it is kept | Owner | Last reviewed | Next review |
|---|---|---|---|---|---|---|---|---|
| Rules s 13A | The provider notifies the Commissioner in the approved form of: an event that significantly affects its ability to comply with its conditions; a change that adversely affects access by people with disability to its registered supports; an adverse change in financial capacity; a significant change in organisation or governance; and events bearing on its own or its key personnel's suitability (the matters in ss 9(2)(c) to (h) and 10(2)(b) to (g)). Notice of a governance change arising from a change in ownership of the provider or of its business is due by the earlier of becoming aware it will occur and any step that is a precondition to effecting it (s 13A(3), from 1 July 2026); other notices by the earlier of awareness and occurrence. Source: https://www.legislation.gov.au/F2018L00631/latest/text | Notification records for governance, financial and suitability events; Transaction timetable for any sale or restructure showing the Commission notice before the first precondition step; Board papers identifying events requiring notice | Commission told of a sale only after completion; Key personnel charges or insolvency events not notified | ☐ yes ☐ partly ☐ no ☐ n/a |
Completing this worksheet records what your practice holds and where. It does not make a practice compliant or ready for audit, and it is not legal advice.