Allied Health NDIS Audit Checklist
RegistrationNDIS Provider Registration Rulesndis-provider-registration-rules--s13a-notify-significant-events-including-a-change-of
Requirement

Notify significant events, including a change of ownership before it happens

NDIS Provider Registration Rules Provider Registration Rules s 13A, stated plainly and cited to the edition held, with the evidence an auditor or the regulator asks for, the common gaps, and a free worksheet to fill in.

Clause

NDIS Provider Registration Rules s 13A

Regulator

NDIS Quality and Safeguards Commission

Edition held

NDIS (Provider Registration and Practice Standards) Rules 2018, Compilation No. 6 (F2026C00527), in force 1 July 2026, with NDIS Act 2013 Part 3A as in Compilation No. 27 (C2026C00401)

Checked current

6 October 2026, Federal Register: latest version on 6 October 2026

Who it applies to

Registered NDIS providers, every profession. Unregistered providers are not bound by these Rules.

Under review, not in force

The plan management changes made by the latest amending Act start on proclamation and are not in force. The provisions this product cites are in force.

Provider Registration Rules s 13ANotify significant events, including a change of ownership before it happenssource
Requirement, our statement of the clause

The provider notifies the Commissioner in the approved form of: an event that significantly affects its ability to comply with its conditions; a change that adversely affects access by people with disability to its registered supports; an adverse change in financial capacity; a significant change in organisation or governance; and events bearing on its own or its key personnel's suitability (the matters in ss 9(2)(c) to (h) and 10(2)(b) to (g)). Notice of a governance change arising from a change in ownership of the provider or of its business is due by the earlier of becoming aware it will occur and any step that is a precondition to effecting it (s 13A(3), from 1 July 2026); other notices by the earlier of awareness and occurrence.

Evidence that typically shows this
  • Notification records for governance, financial and suitability events
  • Transaction timetable for any sale or restructure showing the Commission notice before the first precondition step
  • Board papers identifying events requiring notice
Common gap to check
  • Commission told of a sale only after completion
  • Key personnel charges or insolvency events not notified
Worksheet: what your practice holds, and where
RefHeld (yes, partly, no, not applicable)Where it is keptOwnerLast reviewedNext review
Provider Registration Rules s 13A

Completing this worksheet records what your practice holds and where. It does not make a practice compliant or ready for audit, and it is not legal advice.

notify the NDIS Commission of a change: check which notice it needs: the NDIS Aged Care Notifiable Change Checker, from the same publisher, reads one change and lists the notices it needs, by when.

Related requirements

See every requirement for your practiceSee the specimen practice