Allied Health NDIS Audit Checklist: worksheet
NDIS Provider Registration Rules. Edition held: NDIS (Provider Registration and Practice Standards) Rules 2018, Compilation No. 6 (F2026C00527), in force 1 July 2026, with NDIS Act 2013 Part 3A as in Compilation No. 27 (C2026C00401); checked current on 6 October 2026 (Federal Register: latest version on 6 October 2026).
Under review, not in force: The plan management changes made by the latest amending Act start on proclamation and are not in force. The provisions this product cites are in force.
Standards library: https://compliance.theartofservice.com/frameworks/australia-ndis-provider-registration-rules-2018. Page: https://allied-health-ndis-audit-checklist.theartofservice.com/rules/ndis-provider-registration-rules/s73c-73d-apply-in-the-commissioners-form-and-give-no-false/
| Ref | Requirement (our statement of the clause) | Evidence an auditor or the regulator asks for | Common gap to check | Held (yes, partly, no, not applicable) | Where it is kept | Owner | Last reviewed | Next review |
|---|---|---|---|---|---|---|---|---|
| Act ss 73C and 73D | An application for registration (or to vary it, s 73M) is made in writing in the Commissioner's approved form with the information and documents required, and further information is supplied within the period in any notice (at least 14 days). A person must not give information or a document in or connected with an application knowing it is false or misleading in a material particular (s 73D; civil penalty up to 10,000 penalty units for a serious contravention by an NDIS provider, otherwise 120; Criminal Code Part 7.4 offences also apply). A misleading application is also a ground to suspend or revoke registration (ss 73N, 73P). Source: https://www.legislation.gov.au/C2013A00020/latest/text | Copy of the lodged application and supporting documents with sign-off by an authorised officer; Evidence file supporting each statement (key personnel declarations, policies, insurance); Responses to Commissioner requests for further information with dates | Key personnel omitted from the application; Policies submitted that the provider does not actually operate | ☐ yes ☐ partly ☐ no ☐ n/a |
Completing this worksheet records what your practice holds and where. It does not make a practice compliant or ready for audit, and it is not legal advice.