Allied Health NDIS Audit Checklist
Practice StandardsNDIS Practice Standards and Quality Indicatorsndis-practice-standards--module-2-supporting-implementation
Requirement

Module 2: Supporting implementation

The Module 2 outcome supporting implementation: every quality indicator the NDIS Practice Standards set for it (Module 2 6.1 to Module 2 6.7), what an auditor asks to see under each, the common gaps, and a free worksheet to fill in.

Clause

NDIS Practice Standards Module 2 6.1 to Module 2 6.7

Regulator

NDIS Quality and Safeguards Commission

Edition held

Rules Schedules 1 to 8, Compilation No. 6 (F2026C00527) and Quality Indicators Guidelines Compilation No. 3 (F2026C00528), in force 1 July 2026

Checked current

6 October 2026, Federal Register: both compilations are the latest version on 6 October 2026

Who it applies to

Registered providers of specialist behaviour support (certification).

Under review, not in force

The NDIS Commission's review of the Practice Standards (a proposed quality framework and changes to the standards and how they are assessed) is still being considered; nothing from it is in force.

Module 2 6.1Supporting implementation (specialist): authorisation requirements explained to implementerssource
Requirement, our statement of the clause

The provider helps implementing providers understand the state or territory legislation and policy requirements for obtaining authorisation (however described) of any restrictive practice in the plan, including any conditions on its use.

Evidence that typically shows this
  • Guidance notes or briefing records on authorisation given to implementing providers
  • Copies of authorisation conditions shared with implementers
  • Questions logged from implementers and answers given
Common gap to check
  • Implementers unaware of conditions attached to an authorisation
  • No record that authorisation requirements were explained
Module 2 6.2Supporting implementation (specialist): rationale understood and instructions providedsource
Requirement, our statement of the clause

The provider takes reasonable steps so that the participant, their support network (with consent) and implementing providers understand why the plan is designed as it is, and develops instructions and guidance that let them implement it effectively.

Evidence that typically shows this
  • Plan summaries, one-page profiles or accessible versions for the participant
  • Implementation instructions or practice guides for support workers
  • Records of plan explanation sessions with attendees
Common gap to check
  • Workers implementing strategies without knowing their purpose
  • No accessible version for the participant
Module 2 6.3Supporting implementation (specialist): implementers told of reporting requirementssource
Requirement, our statement of the clause

The provider makes implementing providers aware of the reporting requirements prescribed in the NDIS (Restrictive Practices and Behaviour Support) Rules 2018, including monthly reporting on regulated restrictive practice use and reporting of unauthorised use.

Evidence that typically shows this
  • Briefing or handover notes covering monthly reporting and incident reporting
  • Written guidance sent to implementing providers on reporting
  • Acknowledgement records from implementing providers
Common gap to check
  • Implementing providers not told about monthly reporting
  • Reporting guidance not updated after rule changes
Module 2 6.4Supporting implementation (specialist): person-focused training and coachingsource
Requirement, our statement of the clause

The provider delivers or arranges person-focused training, coaching and mentoring for each implementing provider and, with consent, the support network, covering the strategies needed to implement the participant's plan, including positive behaviour support strategies.

Evidence that typically shows this
  • Participant-specific training session records with attendee lists
  • Training materials tailored to the participant's plan
  • Coaching or mentoring visit notes
Common gap to check
  • Generic behaviour training only, not linked to the participant's plan
  • New staff at the implementing provider never trained
Module 2 6.5Supporting implementation (specialist): collaborative plan development with implementerssource
Requirement, our statement of the clause

The provider develops each participant's behaviour support plan collaboratively with the providers who will implement it.

Evidence that typically shows this
  • Joint planning meeting minutes with implementing providers
  • Version history showing implementer input incorporated
  • Agreed responsibilities table in the plan
Common gap to check
  • Collaboration limited to emailing a draft
  • Implementer concerns not reflected in the final plan
Module 2 6.6Supporting implementation (specialist): oversight of restrictive practice trainingsource
Requirement, our statement of the clause

Where the provider recommends that implementing workers be trained in the safe use of a restrictive practice in a plan, it keeps oversight so that the training addresses the strategies in each participant's plan.

Evidence that typically shows this
  • Recommendations for restrictive practice training recorded in the plan
  • Review or approval of the training content against the plan
  • Training completion confirmations from implementing providers
Common gap to check
  • Physical restraint training delivered by a third party never checked against the plan
  • No follow-up that recommended training occurred
Module 2 6.7Supporting implementation (specialist): ongoing advice to address barrierssource
Requirement, our statement of the clause

The provider offers ongoing support and advice to implementing providers and, with consent, the support network to work through barriers to implementing the plan.

Evidence that typically shows this
  • Records of follow-up contacts after plan implementation starts
  • Barrier logs or issues registers with actions taken
  • Advice given in response to implementation problems
Common gap to check
  • No contact between plan lodgement and review
  • Barriers raised by implementers left unresolved
Worksheet: what your practice holds, and where
RefHeld (yes, partly, no, not applicable)Where it is keptOwnerLast reviewedNext review
Module 2 6.1
Module 2 6.2
Module 2 6.3
Module 2 6.4
Module 2 6.5
Module 2 6.6
Module 2 6.7

Completing this worksheet records what your practice holds and where. It does not make a practice compliant or ready for audit, and it is not legal advice.

Related requirements

NDIS Practice Standards and Quality Indicators

The same topic in other instruments (behaviour support)

See every requirement for your practiceSee the specimen practice