Allied Health NDIS Audit Checklist
Ahpra CodeAhpra shared Code of conductahpra-code-of-conduct--4-6-complaints
Requirement

Complaints

Ahpra shared Code of conduct 4.6, stated plainly and cited to the edition held, with the evidence an auditor or the regulator asks for, the common gaps, and a free worksheet to fill in.

Clause

Ahpra shared Code of conduct 4.6

Regulator

Ahpra and the National Boards

Edition held

Shared Code of conduct, June 2022, in effect from 29 June 2022

Checked current

30 September 2026, Ahpra code page read 30 September 2026: a review of the codes is under way, no revised version published

Who it applies to

Registered occupational therapists and physiotherapists. Not psychologists (the Psychology Board has its own code from 1 December 2025) and not speech pathologists (not registered under the National Law).

Every clause in the standards library

Ahpra shared Code of conduct on the standards library

Under review, not in force

A review of the shared code is under way; the June 2022 code stays in effect until a revised one is published.

4.6Complaintssource
Requirement, our statement of the clause

Patients are entitled to voice concerns about their care. When they do, good practice means the practitioner: (a) acknowledges that right; (b) gives information about the complaints system; (c) works with the patient toward a resolution, at local level where that can be done; (d) ensures that the patient's care suffers no harm because of the complaint or notification, referring them to another practitioner where advisable; (e) cooperates promptly, openly and constructively with a regulator such as the Board or Ahpra when told of a notification, including giving an explanation; and (f) complies with the law, policies and procedures governing complaints and notifications.

Evidence that typically shows this
  • Complaints register with receipt, acknowledgement, resolution dates and outcomes
  • Complaints information displayed or given to patients
  • Copies of responses to Ahpra or Board notifications and the dates they were sent
Common gap to check
  • Complaints not logged when resolved verbally
  • Complainant's ongoing care changed or withdrawn after the complaint
  • Late or defensive response to a regulator's request
Worksheet: what your practice holds, and where
RefHeld (yes, partly, no, not applicable)Where it is keptOwnerLast reviewedNext review
4.6

Completing this worksheet records what your practice holds and where. It does not make a practice compliant or ready for audit, and it is not legal advice.

Related requirements

See every requirement for your practiceSee the specimen practice