Allied Health NDIS Audit Checklist
Behaviour supportNDIS Restrictive Practices and Behaviour Support Rulesndis-restrictive-practices-rules--s12-auth-unauthorised-use-obtain-authorisation-and-lodge-it
Requirement

Unauthorised use: obtain authorisation and lodge it

NDIS Restrictive Practices and Behaviour Support Rules s 12(2)(a), (b), stated plainly and cited to the edition held, with the evidence an auditor or the regulator asks for, the common gaps, and a free worksheet to fill in.

Clause

Restrictive Practices Rules s 12(2)(a), (b)

Regulator

NDIS Quality and Safeguards Commission

Edition held

NDIS (Restrictive Practices and Behaviour Support) Rules 2018, Compilation No. 1 (F2020C01087), in force 1 December 2020

Checked current

6 October 2026, Federal Register: latest version on 6 October 2026

Who it applies to

Registered providers of specialist behaviour support, and providers whose supports involve a regulated restrictive practice.

s 12(2)(a), (b)Unauthorised use: obtain authorisation and lodge itsource
Requirement, our statement of the clause

Where a provider uses a regulated restrictive practice that needed State or Territory authorisation but was not authorised, and the use will or is likely to continue, it must obtain authorisation for ongoing use as soon as reasonably practicable and lodge evidence of it with the Commissioner as soon as reasonably practicable after receiving it.

Evidence that typically shows this
  • Application for authorisation with submission date
  • Authorisation decision and lodgement record with the Commission
  • Reportable incident notification for the unauthorised use
Common gap to check
  • Unauthorised use continued without applying for authorisation
  • Reportable incident not notified
Worksheet: what your practice holds, and where
RefHeld (yes, partly, no, not applicable)Where it is keptOwnerLast reviewedNext review
s 12(2)(a), (b)

Completing this worksheet records what your practice holds and where. It does not make a practice compliant or ready for audit, and it is not legal advice.

Related requirements

See every requirement for your practiceSee the specimen practice