Allied Health NDIS Audit Checklist
Psychology CodePsychology Board Code of conduct for psychologistspsychology-code-of-conduct--3-3-privacy-and-confidentiality
Requirement

Privacy and confidentiality

Psychology Board Code of conduct for psychologists 3.3, stated plainly and cited to the edition held, with the evidence an auditor or the regulator asks for, the common gaps, and a free worksheet to fill in.

Clause

Psychology Board Code of conduct 3.3

Regulator

Psychology Board of Australia

Edition held

Code of conduct for psychologists, effective 1 December 2025 (advance copy published November 2024; PDF dated 13 November 2025)

Checked current

6 October 2026, our build record of the held copy: current on the Psychology Board site as read 6 October 2026

Who it applies to

Registered psychologists (general, provisional and endorsed), from 1 December 2025. Never occupational therapists or physiotherapists, who follow the shared Code of conduct.

3.3Privacy and confidentialitysource
Requirement, our statement of the clause

Psychologists have ethical and legal duties to protect client privacy; clients can expect their information to be kept secure and confidential unless the law requires or authorises release or an emergency service needs it (the Australian Privacy Principles guide practical application). To protect privacy and confidentiality the psychologist should: (a) seek informed consent for information handling, namely (i) explain at the outset, and later as needed, where confidentiality ends and how information is likely to be used to clients and, where relevant, associated parties, (ii) before collecting information, tell clients how it will be stored, recorded and used, (iii) before disclosing it, explain to clients what is to be disclosed and why, (iv) get consent before using information gained in one role or relationship in another, (v) before gathering information from associated parties, tell the client what will be gathered, why, and how it will be stored, recorded and used, and (vi) get the associated party's own consent on the same explanation; (b) document the outcome of consent or agreement where possible; (c) provide surroundings that allow private consultations, especially with several people or in shared space, and otherwise consider sections 1.2 and 4.2; (d) collect only the personal information reasonably needed for the requested service and open records only when providing a service or otherwise authorised; (e) make sure staff and colleagues respect client privacy and do not discuss clients outside service needs; (f) know and apply state and territory privacy and health records law to information in every format, electronic included; (g) know that personal information in their care that is accessed or disclosed without authority may trigger legal obligations (the OAIC is the reference); (h) never disclose, transmit, share, reproduce or post anyone's information or images, even unnamed, without prior written informed consent; (i) recognise clients' right, with exceptions, to see their records and help them get access where legislation or local policy entitles them; and (j) on closing or moving a work setting, arrange for records to be transferred or managed in line with privacy and health records law.

Evidence that typically shows this
  • Privacy collection notice and signed consent covering confidentiality limits, recording, storage, use and disclosure
  • Signed client consent for each disclosure to a third party, including use of de-identified case material in supervision or online
  • Records system access log and role-based access settings
  • Data breach response plan aligned to the Notifiable Data Breaches scheme, with any breach assessments made
  • Log of client record access requests and responses
Common gap to check
  • Case material shared in supervision or on social media without written consent
  • Collateral information gathered from family or schools with no consent from the client or the informant
  • Rooms or telehealth set-ups where sessions can be overheard
  • No plan for records on closure of the practice
Worksheet: what your practice holds, and where
RefHeld (yes, partly, no, not applicable)Where it is keptOwnerLast reviewedNext review
3.3

Completing this worksheet records what your practice holds and where. It does not make a practice compliant or ready for audit, and it is not legal advice.

Related requirements

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