Allied Health NDIS Audit Checklist
PrivacyPrivacy Act: the Australian Privacy Principles and notifiable data breachesprivacy-act--app-1-privacy-policy
Requirement

APP 1: the practice privacy policy and what it must contain

Every practice covered by the Act needs practices, procedures and systems to comply with the APPs and handle privacy complaints, and a clearly expressed, up-to-date privacy policy that says what it collects, why, how people can get access and complain, and whether information goes overseas.

Clause

Privacy Act APP 1.2 to APP 1.5, 1.6

Regulator

Office of the Australian Information Commissioner

Edition held

Privacy Act 1988 (Cth), Compilation No. 104 (C2026C00227), in force 4 June 2026, registered 17 June 2026 (Schedule 1, the Australian Privacy Principles; Part IIIC, notifiable data breaches)

Checked current

6 October 2026, Federal Register of Legislation Versions API: the latest and current compilation on 6 October 2026

Who it applies to

Every allied health practice that provides a health service and holds health information, whatever its turnover (s 6D(4)(b)), every profession, speech pathology included, NDIS registered or not.

Under review, not in force

From 10 December 2026, APP 1.7 to 1.9 add automated-decision content to the privacy policy (Privacy and Other Legislation Amendment Act 2024, Schedule 1 items 87 and 88). Not in force yet.

APP 1.2Take reasonable steps to put in place practices, procedures and systems that willsource
Requirement, our statement of the clause

Take reasonable steps to put in place practices, procedures and systems that will ensure the practice complies with the APPs and can deal with privacy inquiries and complaints.

Evidence that typically shows this
  • Privacy procedures (collection, consent, disclosure, access, breach response) with an owner and a review date
  • Staff privacy training records
Common gap to check
  • Procedures exist only in the privacy policy, with nothing staff follow day to day
APP 1.3Have a clearly expressed and up-to-date privacy policy about how the practice managessource
Requirement, our statement of the clause

Have a clearly expressed and up-to-date privacy policy about how the practice manages personal information.

Evidence that typically shows this
  • The current privacy policy with its version and last review date
Common gap to check
  • Policy copied from a template and never adapted to the practice
  • Policy not reviewed after a new system or service was added
APP 1.4(a) to (c)The policy states the kinds of personal information collected and held, how it issource
Requirement, our statement of the clause

The policy states the kinds of personal information collected and held, how it is collected and held, and the purposes for which it is collected, held, used and disclosed.

Evidence that typically shows this
  • The policy sections covering kinds, methods and purposes, matched to the data inventory
Common gap to check
  • Policy silent on NDIS reporting, referrals or practice software that holds records
APP 1.4(d), (e)The policy states how a person can get access to and correct their information, and howsource
Requirement, our statement of the clause

The policy states how a person can get access to and correct their information, and how they can complain about a breach of the APPs and how the practice will deal with the complaint.

Evidence that typically shows this
  • The access, correction and complaint sections of the policy, with a contact point
Common gap to check
  • No complaint process described, or no response approach stated
APP 1.4(f), (g)The policy states whether personal information is likely to be disclosed to overseassource
Requirement, our statement of the clause

The policy states whether personal information is likely to be disclosed to overseas recipients and, where practicable, the countries.

Evidence that typically shows this
  • A list of systems and providers that store or access records overseas, matched to the policy
Common gap to check
  • Cloud practice software or transcription services overseas not disclosed
APP 1.5, 1.6Make the policy available free of charge in an appropriate form (usually on thesource
Requirement, our statement of the clause

Make the policy available free of charge in an appropriate form (usually on the practice website) and give a copy in a particular form when someone asks.

Evidence that typically shows this
  • The policy published on the website and a printed copy available at reception
Common gap to check
  • Policy not on the website, or only available on request
Worksheet: what your practice holds, and where
RefHeld (yes, partly, no, not applicable)Where it is keptOwnerLast reviewedNext review
APP 1.2
APP 1.3
APP 1.4(a) to (c)
APP 1.4(d), (e)
APP 1.4(f), (g)
APP 1.5, 1.6

Completing this worksheet records what your practice holds and where. It does not make a practice compliant or ready for audit, and it is not legal advice.

Related requirements

Privacy Act: the Australian Privacy Principles and notifiable data breaches

The same topic in other instruments (privacy and records)

See every requirement for your practiceSee the specimen practice