Allied Health NDIS Audit Checklist
PrivacyPrivacy Act: the Australian Privacy Principles and notifiable data breachesprivacy-act--app-3-collecting-health-information
Requirement

APP 3: collecting health information, consent and necessity

Health information is sensitive information. A practice may collect it only with the person's consent and where it is reasonably necessary for the practice's functions, unless an exception such as a permitted health situation applies, and only by lawful and fair means, usually from the person.

Clause

Privacy Act APP 3.2 to APP 3.5, 3.6

Regulator

Office of the Australian Information Commissioner

Edition held

Privacy Act 1988 (Cth), Compilation No. 104 (C2026C00227), in force 4 June 2026, registered 17 June 2026 (Schedule 1, the Australian Privacy Principles; Part IIIC, notifiable data breaches)

Checked current

6 October 2026, Federal Register of Legislation Versions API: the latest and current compilation on 6 October 2026

Who it applies to

Every allied health practice that provides a health service and holds health information, whatever its turnover (s 6D(4)(b)), every profession, speech pathology included, NDIS registered or not.

Under review, not in force

From 10 December 2026, APP 1.7 to 1.9 add automated-decision content to the privacy policy (Privacy and Other Legislation Amendment Act 2024, Schedule 1 items 87 and 88). Not in force yet.

APP 3.2Collect personal information that is not sensitive only where it is reasonably necessary for one or more of the practice's functions or activitiessource
Requirement, our statement of the clause

Collect personal information that is not sensitive only where it is reasonably necessary for one or more of the practice's functions or activities.

Evidence that typically shows this
  • Intake and referral forms reviewed field by field for necessity
Common gap to check
  • Intake forms asking for information no service uses
APP 3.3(a)Collect sensitive information, including health information, only with the person's consent and where it is reasonably necessary for the practice's functions or activitiessource
Requirement, our statement of the clause

Collect sensitive information, including health information, only with the person's consent and where it is reasonably necessary for the practice's functions or activities.

Evidence that typically shows this
  • Consent recorded at intake for the health information collected, with how consent was given
  • Consent arrangements for children and people with a substitute decision-maker
Common gap to check
  • Consent assumed rather than recorded
  • No process where a parent, guardian or nominee consents
APP 3.4(a), (c), s 16BSensitive information may be collected without consent only where an exception applies, such as collection required or authorised by an Australian law, or a permitted health situation under s 16B (for example where the information is necessary to provide a health service and is collected as required by law or in line with binding professional confidentiality rules)source
Requirement, our statement of the clause

Sensitive information may be collected without consent only where an exception applies, such as collection required or authorised by an Australian law, or a permitted health situation under s 16B (for example where the information is necessary to provide a health service and is collected as required by law or in line with binding professional confidentiality rules).

Evidence that typically shows this
  • A note of each situation where the practice collects health information without consent and the exception relied on
Common gap to check
  • Collecting a client's family history about other people without checking s 16B(1A)
APP 3.5, 3.6Collect personal information only by lawful and fair means, and from the person unless it is unreasonable or impracticable to do so (for example a referral from a treating doctor)source
Requirement, our statement of the clause

Collect personal information only by lawful and fair means, and from the person unless it is unreasonable or impracticable to do so (for example a referral from a treating doctor).

Evidence that typically shows this
  • Referral intake procedure noting when information comes from someone other than the client
Common gap to check
  • No record of the source when information comes from a third party
Worksheet: what your practice holds, and where
RefHeld (yes, partly, no, not applicable)Where it is keptOwnerLast reviewedNext review
APP 3.2
APP 3.3(a)
APP 3.4(a), (c), s 16B
APP 3.5, 3.6

Completing this worksheet records what your practice holds and where. It does not make a practice compliant or ready for audit, and it is not legal advice.

Related requirements

Privacy Act: the Australian Privacy Principles and notifiable data breaches

The same topic in other instruments (privacy and records)

See every requirement for your practiceSee the specimen practice