Allied Health NDIS Audit Checklist
NDIS CodeNDIS Code of Conductndis-code-of-conduct--s6-1-e-promptly-raise-and-act-on-concerns-about-quality-and
Requirement

Promptly raise and act on concerns about quality and safety

NDIS Code of Conduct s 6(1)(e), stated plainly and cited to the edition held, with the evidence an auditor or the regulator asks for, the common gaps, and a free worksheet to fill in.

Clause

NDIS Code of Conduct s 6(1)(e)

Regulator

NDIS Quality and Safeguards Commission

Edition held

NDIS (Code of Conduct) Rules 2018, Compilation No. 1 (F2024C00048), in force 19 December 2023

Checked current

6 October 2026, Federal Register: latest version on 6 October 2026

Who it applies to

Every NDIS provider and its workers, registered or not, every profession.

Every clause in the standards library

NDIS Code of Conduct on the standards library

s 6(1)(e)Promptly raise and act on concerns about quality and safetysource
Requirement, our statement of the clause

Every Code-covered person promptly takes steps to raise and act on concerns about matters that may affect the quality and safety of supports and services provided to people with disability. Providers foster an environment where participants, families, advocates and workers feel safe to complain or report, operate effective complaints and incident processes, investigate and take disciplinary action, and cooperate with external investigations; workers report concerns through the provider or directly to the Commission.

Evidence that typically shows this
  • Complaints and feedback register with dates of receipt, action and outcome
  • Incident register and investigation reports, including disciplinary outcomes
  • Whistleblower or speak-up policy naming the NDIS Commission as an external avenue
  • Staff meeting or supervision minutes showing concerns raised and followed up
Common gap to check
  • Concerns raised verbally by workers never recorded or acted on
  • Participants not told they can complain to the NDIS Commission
  • Retaliation or roster cuts after a worker raises a concern
Worksheet: what your practice holds, and where
RefHeld (yes, partly, no, not applicable)Where it is keptOwnerLast reviewedNext review
s 6(1)(e)

Completing this worksheet records what your practice holds and where. It does not make a practice compliant or ready for audit, and it is not legal advice.

Related requirements

See every requirement for your practiceSee the specimen practice