Allied Health NDIS Audit Checklist
IncidentsNDIS Incident Management and Reportable Incidents Rulesndis-incident-management-rules--s21-notify-other-reportable-incidents-within-5-business-days
Requirement

Notify other reportable incidents within 5 business days

NDIS Incident Management and Reportable Incidents Rules s 21, stated plainly and cited to the edition held, with the evidence an auditor or the regulator asks for, the common gaps, and a free worksheet to fill in.

Clause

Incident Rules s 21

Regulator

NDIS Quality and Safeguards Commission

Edition held

NDIS (Incident Management and Reportable Incidents) Rules 2018, F2018L00633 as made, in force 1 July 2018 (no amendments)

Checked current

6 October 2026, Federal Register: latest version on 6 October 2026

Who it applies to

Registered NDIS providers, every profession. Unregistered providers are not bound by these Rules.

s 21Notify other reportable incidents within 5 business dayssource
Requirement, our statement of the clause

A reportable incident that is not one of the 24-hour kinds in s 20(1)(b) (a death, serious injury, abuse or neglect, unlawful sexual or physical contact or assault, or sexual misconduct) must be notified to the Commissioner in writing within 5 business days after the provider becomes aware of it. In practice this is the use of a restrictive practice that is a reportable incident: a use not in accordance with a State or Territory authorisation (Act s 73Z(4)(f)), or an authorised use not in accordance with the person's behaviour support plan (s 16(3)), unless s 16(4) excludes it. The notice gives the provider's name and contact details; a description including impact or harm; the time, date and place if known; persons involved and witnesses; immediate actions taken and whether police or another body was told; further proposed actions; the notifier's details; and any other information the Commissioner requires, on the approved form.

Evidence that typically shows this
  • Commission portal 5-day notification records with the aware date and the lodgement date
  • Restrictive practice use records (each use tested against the State or Territory authorisation and the behaviour support plan) cross-checked to notifications
  • Notification timeliness report counted in business days from the aware date
Common gap to check
  • Unauthorised restrictive practice uses not notified
  • Authorised uses outside the behaviour support plan treated as not reportable
  • Notifications missing witness or further action details
Worksheet: what your practice holds, and where
RefHeld (yes, partly, no, not applicable)Where it is keptOwnerLast reviewedNext review
s 21

Completing this worksheet records what your practice holds and where. It does not make a practice compliant or ready for audit, and it is not legal advice.

notify the NDIS Commission of a change: check which notice it needs: the NDIS Aged Care Notifiable Change Checker, from the same publisher, reads one change and lists the notices it needs, by when.

Related requirements

See every requirement for your practiceSee the specimen practice