Allied Health NDIS Audit Checklist
Worker screeningNDIS Worker Screening Rulesndis-worker-screening-rules--s15-confirm-a-complete-application-before-treating-a-person
Requirement

Confirm a complete application before treating a person as in the process of obtaining a clearance

NDIS Worker Screening Rules s 15, stated plainly and cited to the edition held, with the evidence an auditor or the regulator asks for, the common gaps, and a free worksheet to fill in.

Clause

Worker Screening Rules s 15

Regulator

NDIS Quality and Safeguards Commission

Edition held

NDIS (Practice Standards - Worker Screening) Rules 2018, Compilation No. 4 (F2021C00788), in force 31 July 2021

Checked current

6 October 2026, Federal Register: latest version on 6 October 2026

Who it applies to

Registered NDIS providers that have workers in risk assessed roles, and individual registered providers for their own clearance.

Every clause in the standards library

NDIS Worker Screening Rules on the standards library

s 15Confirm a complete application before treating a person as in the process of obtaining a clearancesource
Requirement, our statement of the clause

A person counts as in the process of obtaining a clearance only from the day they submit a complete application to the screening unit until a clearance or exclusion is made, and only if the unit has confirmed the application in writing, the provider has confirmed to the unit that the person is or will be its worker (linking), the provider has seen the unit's notice and has recorded the application number (s 15(3)). The status ends on withdrawal or closure of the application, while an interim bar is in force, if supervision or the risk management plan lapses, or where a previous application ended in exclusion or a previous clearance was revoked (s 15(2)).

Evidence that typically shows this
  • Copy of the screening unit's written confirmation of each application, marked as sighted by the provider
  • Provider verification (linking) entry on the screening database for the applicant
  • Application number recorded in the worker list with the date of submission
Common gap to check
  • Applicants treated as pending before the application was complete or linked to the provider
  • Application number not recorded
  • Prior exclusion or revocation not asked about or checked
Worksheet: what your practice holds, and where
RefHeld (yes, partly, no, not applicable)Where it is keptOwnerLast reviewedNext review
s 15

Completing this worksheet records what your practice holds and where. It does not make a practice compliant or ready for audit, and it is not legal advice.

Related requirements

See every requirement for your practiceSee the specimen practice