Allied Health NDIS Audit Checklist
ComplaintsNDIS Complaints Management and Resolution Rulesndis-complaints-rules--s11-2-workers-must-comply-with-the-complaints-system
Requirement

Workers must comply with the complaints system

NDIS Complaints Management and Resolution Rules s 11(2), stated plainly and cited to the edition held, with the evidence an auditor or the regulator asks for, the common gaps, and a free worksheet to fill in.

Clause

Complaints Rules s 11(2)

Regulator

NDIS Quality and Safeguards Commission

Edition held

NDIS (Complaints Management and Resolution) Rules 2018, Compilation No. 1 (F2026C00165), in force 28 January 2026

Checked current

6 October 2026, Federal Register: latest version on 6 October 2026

Who it applies to

Registered NDIS providers, every profession. Unregistered providers are not bound by these Rules.

s 11(2)Workers must comply with the complaints systemsource
Requirement, our statement of the clause

The system must provide that every person the provider employs or otherwise engages must comply with the complaints management and resolution system.

Evidence that typically shows this
  • Contracts or codes requiring compliance with the complaints procedure
  • Records of action taken where a worker did not pass on a complaint
  • Contractor agreements binding subcontractors to the system
Common gap to check
  • Complaints received by support workers not passed on
  • Contractors outside the system
Worksheet: what your practice holds, and where
RefHeld (yes, partly, no, not applicable)Where it is keptOwnerLast reviewedNext review
s 11(2)

Completing this worksheet records what your practice holds and where. It does not make a practice compliant or ready for audit, and it is not legal advice.

Related requirements

See every requirement for your practiceSee the specimen practice