Allied Health NDIS Audit Checklist
ComplaintsNDIS Complaints Management and Resolution Rulesndis-complaints-rules--s10-4-use-complaint-data-to-address-systemic-issues
Requirement

Use complaint data to address systemic issues

NDIS Complaints Management and Resolution Rules s 10(4), stated plainly and cited to the edition held, with the evidence an auditor or the regulator asks for, the common gaps, and a free worksheet to fill in.

Clause

Complaints Rules s 10(4)

Regulator

NDIS Quality and Safeguards Commission

Edition held

NDIS (Complaints Management and Resolution) Rules 2018, Compilation No. 1 (F2026C00165), in force 28 January 2026

Checked current

6 October 2026, Federal Register: latest version on 6 October 2026

Who it applies to

Registered NDIS providers, every profession. Unregistered providers are not bound by these Rules.

s 10(4)Use complaint data to address systemic issuessource
Requirement, our statement of the clause

The system must collect statistical and other information about complaints so the provider can review the issues raised, identify and address systemic issues, and report complaint information to the Commissioner when asked.

Evidence that typically shows this
  • Periodic complaint trend report by theme and service
  • Management minutes recording systemic actions taken from complaint trends
  • Copies of complaint data supplied to the Commission on request
Common gap to check
  • Same issue raised repeatedly with no systemic fix
  • Complaints data never reported to governance
Worksheet: what your practice holds, and where
RefHeld (yes, partly, no, not applicable)Where it is keptOwnerLast reviewedNext review
s 10(4)

Completing this worksheet records what your practice holds and where. It does not make a practice compliant or ready for audit, and it is not legal advice.

Related requirements

See every requirement for your practiceSee the specimen practice