Allied Health NDIS Audit Checklist
ComplaintsNDIS Complaints Management and Resolution Rulesndis-complaints-rules--s10-1-document-the-system-give-accessible-copies-and-help
Requirement

Document the system, give accessible copies and help people understand it

NDIS Complaints Management and Resolution Rules s 10(1), stated plainly and cited to the edition held, with the evidence an auditor or the regulator asks for, the common gaps, and a free worksheet to fill in.

Clause

Complaints Rules s 10(1)

Regulator

NDIS Quality and Safeguards Commission

Edition held

NDIS (Complaints Management and Resolution) Rules 2018, Compilation No. 1 (F2026C00165), in force 28 January 2026

Checked current

6 October 2026, Federal Register: latest version on 6 October 2026

Who it applies to

Registered NDIS providers, every profession. Unregistered providers are not bound by these Rules.

s 10(1)Document the system, give accessible copies and help people understand itsource
Requirement, our statement of the clause

The provider must document the complaints system and give copies of it, with the public information required by subsection 8(7), in accessible form to the persons with disability it supports and their families, carers and advocates, and to everyone it employs or engages, and help them understand how it works; the documentation is about the system, not individual complaints.

Evidence that typically shows this
  • Easy Read or accessible complaints guide
  • Service agreement or welcome pack records showing the guide was provided and explained
  • Worker induction acknowledgement of the complaints procedure
Common gap to check
  • Participants told about complaints only on request
  • Families and advocates not given the procedure
Worksheet: what your practice holds, and where
RefHeld (yes, partly, no, not applicable)Where it is keptOwnerLast reviewedNext review
s 10(1)

Completing this worksheet records what your practice holds and where. It does not make a practice compliant or ready for audit, and it is not legal advice.

Related requirements

See every requirement for your practiceSee the specimen practice