Allied Health NDIS Audit Checklist
ComplaintsNDIS Complaints Management and Resolution Rulesndis-complaints-rules--s12-refer-complaints-to-other-bodies-where-the-law-requires
Requirement

Refer complaints to other bodies where the law requires

NDIS Complaints Management and Resolution Rules s 12, stated plainly and cited to the edition held, with the evidence an auditor or the regulator asks for, the common gaps, and a free worksheet to fill in.

Clause

Complaints Rules s 12

Regulator

NDIS Quality and Safeguards Commission

Edition held

NDIS (Complaints Management and Resolution) Rules 2018, Compilation No. 1 (F2026C00165), in force 28 January 2026

Checked current

6 October 2026, Federal Register: latest version on 6 October 2026

Who it applies to

Registered NDIS providers, every profession. Unregistered providers are not bound by these Rules.

s 12Refer complaints to other bodies where the law requiressource
Requirement, our statement of the clause

The system must require a complaint to be referred or notified to any other body as required by relevant Commonwealth, State or Territory law, for example child protection, police, a health complaints entity or the Commission as a reportable incident.

Evidence that typically shows this
  • Referral matrix listing bodies and triggers by jurisdiction
  • Complaint files showing referrals made and dates
  • Cross-check of complaints raising reportable incidents to Commission notifications
Common gap to check
  • Complaint disclosing abuse handled internally without referral
  • Referral obligations differ across states and are not listed
Worksheet: what your practice holds, and where
RefHeld (yes, partly, no, not applicable)Where it is keptOwnerLast reviewedNext review
s 12

Completing this worksheet records what your practice holds and where. It does not make a practice compliant or ready for audit, and it is not legal advice.

Related requirements

See every requirement for your practiceSee the specimen practice