What does an NDIS certification audit cover?

The Core module and the supplementary modules for the supports registered, by desk audit, site inspection and interviews; a mid-term audit starts within 18 months of the registration period (Rules s 13B).

Registration

NDIS certification audit checklist for allied health: the Core module and the modules

A registered provider of early childhood supports, specialist behaviour support, implementing behaviour support plans or regulated restrictive practices, or specialised support coordination is audited by certification: the Core module plus the supplementary module for each. Certification satisfies verification, so Module 6 is not listed. An individual or partnership early childhood provider meets only Core clause 7 and Module 3.

The Core module

24 worksheets

Core 3.1, Core 3.2, Core 3.3Core module: Person-centred supports3 rowsCSV Print
Core 4.1, Core 4.2Core module: Individual values and beliefs2 rowsCSV Print
Core 5.1, Core 5.2, Core 5.3Core module: Privacy and dignity3 rowsCSV Print
Core 6.1 to Core 6.5Core module: Independence and informed choice5 rowsCSV Print
Core 7.1, Core 7.2, Core 7.3Core module: Freedom from abuse3 rowsCSV Print
Core 9.1 to Core 9.8Core module: Governance8 rowsCSV Print
Core 10.1 to Core 10.6Core module: Risk management6 rowsCSV Print
Core 11.1, Core 11.2, Core 11.3Core module: Quality management3 rowsCSV Print
Core 12.1 to Core 12.4Core module: Information management4 rowsCSV Print
Core 13.1 to Core 13.4Core module: Complaints4 rowsCSV Print
Core 14.1 to Core 14.4Core module: Incident management4 rowsCSV Print
Core 15.1 to Core 15.10Core module: Human resources10 rowsCSV Print
Core 16.1 to Core 16.5Core module: Continuity of supports5 rowsCSV Print
Core 16A.1 to Core 16A.9Core module: Emergency and disaster9 rowsCSV Print
Core 18.1, Core 18.2, Core 18.3Core module: Access to supports3 rowsCSV Print
Core 19.1 to Core 19.9Core module: Support planning10 rowsCSV Print
Core 20.1 to Core 20.5Core module: Service agreements5 rowsCSV Print
Core 21.1 to Core 21.4Core module: Responsive supports4 rowsCSV Print
Core 22.1, Core 22.2, Core 22.3Core module: Transitions3 rowsCSV Print
Core 24.1 to Core 24.11Core module: Safe environment11 rowsCSV Print
Core 25.1, Core 25.2, Core 25.3Core module: Money and property3 rowsCSV Print
Core 26.1, Core 26.2, Core 26.3Core module: Medication3 rowsCSV Print
Core 26A.1 to Core 26A.9Core module: Mealtime management9 rowsCSV Print
Core 27.1 to Core 27.4Core module: Waste4 rowsCSV Print

Module 3: early childhood supports

7 worksheets

Module 3 3.1 to Module 3 3.5Module 3: The child5 rowsCSV Print
Module 3 4.1 to Module 3 4.8Module 3: The family8 rowsCSV Print
Module 3 5.1 to Module 3 5.4Module 3: Inclusion4 rowsCSV Print
Module 3 6.1 to Module 3 6.4Module 3: Collaboration4 rowsCSV Print
Module 3 7.1 to Module 3 7.5Module 3: Capacity building5 rowsCSV Print
Module 3 8.1, Module 3 8.2, Module 3 8.3Module 3: Evidence-informed practice3 rowsCSV Print
Module 3 9.1 to Module 3 9.6Module 3: Outcome based approach6 rowsCSV Print

Module 2: specialist behaviour support

7 worksheets

Module 2 3.1 to Module 2 3.5Module 2: Behaviour support in the NDIS5 rowsCSV Print
Module 2 4.1 to Module 2 4.8Module 2: Restrictive practices8 rowsCSV Print
Module 2 5.1 to Module 2 5.6Module 2: Assessments and plans6 rowsCSV Print
Module 2 6.1 to Module 2 6.7Module 2: Supporting implementation7 rowsCSV Print
Module 2 7.1 to Module 2 7.6Module 2: Plan monitoring and review6 rowsCSV Print
Module 2 8.1, Module 2 8.2Module 2: Reportable restrictive practice incidents2 rowsCSV Print
Module 2 9.1, Module 2 9.2Module 2: Interim behaviour support plans2 rowsCSV Print

Module 2A: implementing behaviour support plans and regulated restrictive practices

8 worksheets

Module 2A 3.1, Module 2A 3.2, Module 2A 3.3Module 2A: Behaviour support in the NDIS3 rowsCSV Print
Module 2A 4.1 to Module 2A 4.5Module 2A: Regulated restrictive practices5 rowsCSV Print
Module 2A 5.1 to Module 2A 5.4Module 2A: Assessment and plan development4 rowsCSV Print
Module 2A 6.1 to Module 2A 6.7Module 2A: Plan implementation7 rowsCSV Print
Module 2A 7.1, Module 2A 7.2, Module 2A 7.3Module 2A: Monitoring and reporting regulated practices3 rowsCSV Print
Module 2A 8.1 to Module 2A 8.4Module 2A: Plan review4 rowsCSV Print
Module 2A 9.1 to Module 2A 9.7Module 2A: Reportable restrictive practice incidents7 rowsCSV Print
Module 2A 10.1, Module 2A 10.2, Module 2A 10.3Module 2A: Interim behaviour support plans3 rowsCSV Print

Module 4: specialised support coordination

3 worksheets

Module 4 3.1 to Module 4 3.6Module 4: Specialised support coordination6 rowsCSV Print
Module 4 4.1 to Module 4 4.4Module 4: Managing NDIS supports4 rowsCSV Print
Module 4 5.1 to Module 4 5.4Module 4: Conflict of interest4 rowsCSV Print

The audit cycle

Rules s 13BMid-term certification audit within 18 months1 rowsCSV Print
Rules ss 20 and 22Be audited against the applicable modules by the prescribed method and keep complying1 rowsCSV Print
s 73KApply for renewal within 6 months before registration expires1 rowsCSV Print

A change at your practice: which notices it needs. The NDIS Aged Care Notifiable Change Checker, from the same publisher, reads one change and lists the notices and the clauses.

See every requirement for your practice See the specimen practice